Broker Dealer Notes

Welcome to Broker Dealer Notes
Broker Dealer Notes is a wikia dedicated to discussing the independent broker dealer industry.

We hope to see topics including:


 * Current industry trends
 * Careers with broker dealers
 * Compliance
 * Marketing
 * Operations
 * Clearing Firms
 * Fee-Based Programs
 * Traditional Commissions-based
 * Insurance
 * Ideas for improvement
 * Recruiting and Retention
 * Technology
 * Transitioning